Jian Luo, Qile Wu, Lin Zhou, Weixi Lu, Wenxing Yang, Jia Zhu, "Plasmon-induced hot carrier dynamics and utilization," Photon. Insights 2, R08 (2023)

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- Photonics Insights
- Vol. 2, Issue 4, R08 (2023)

Fig. 1. (a) Schematic of the dephasing of localized surface plasmon resonance of metal nanoparticles. The total plasmon dephasing rate ( ) is the sum of radiative ( ) and nonradiative ( ) dephasing rates. The nonradiative plasmon dephasing generates electron–hole (e-h) pairs. (b) Illustration of plasmon-induced hot electron transfer in metal/n-type semiconductor hybrid system. CB, conduction band; VB, valence band. The low-energy electron (e1) does not have enough energy to surmount the interfacial energy barrier ( ). The high-energy electron (e2) may suffer from energy loss in the transport and thus is also unable to inject into the semiconductor. For a successful electron transfer (e3), significant energy loss should be avoided. (c) Time scales of hot electron dynamics in metals and electron transfer from metal to semiconductor.
![(a) Left: schematic illustration of a typical rotating compensator ellipsometry composed of two fixed polarizers and a rotating quarter wave plate (QWP). Right: flowchart for conventional ellipsometry[72]. (b) Real (ɛ1, solid line) and imaginary (ɛ2, dashed line) parts of dielectric constant measured by ellipsometry of spin-coating Na[78], template stripped Ag film[83], single-crystal Au[73], and evaporated Cu[74]. (c) Fitted value of bulk damping rate γ (in the unit meV, τ=ℏ︀/γ) of the four metals in (b) by Drude (Ag, Au, Cu) and Drude–Lorentz (Na) models.](/richHtml/pi/2023/2/4/R08/img_002.png)
Fig. 2. (a) Left: schematic illustration of a typical rotating compensator ellipsometry composed of two fixed polarizers and a rotating quarter wave plate (QWP). Right: flowchart for conventional ellipsometry[72]. (b) Real ( , solid line) and imaginary ( , dashed line) parts of dielectric constant measured by ellipsometry of spin-coating Na[78], template stripped Ag film[83], single-crystal Au[73], and evaporated Cu[74]. (c) Fitted value of bulk damping rate (in the unit meV, ) of the four metals in (b) by Drude (Ag, Au, Cu) and Drude–Lorentz (Na) models.
![Calculated extinction and scattering spectra for (a), (b) Au and (c), (d) Ag nanoparticles in water (refractive index: n=1.33) with diameter (a), (c) D=25 nm and (b), (d) D=50 nm, respectively. The dielectric constant data are taken from Johnson and Christy’s data[74].](/Images/icon/loading.gif)
Fig. 3. Calculated extinction and scattering spectra for (a), (b) Au and (c), (d) Ag nanoparticles in water (refractive index: ) with diameter (a), (c) and (b), (d) , respectively. The dielectric constant data are taken from Johnson and Christy’s data[74].
![(a) Schematic illustration of dark-field scattering technique and the relation between the line width of scattering spectra and plasmon dephasing time. (b) Line width and dephasing times of Au nanospheres and nanorods. The aspect ratios of nanorods are between two and four, and the width is about 15–20 nm[86]. (c) Contribution of electron-surf scattering and radiation damping to total plasmon damping for Au nanorods with aspect ratios between two and four and the width ranging from 8 to 30 nm[111].](/Images/icon/loading.gif)
Fig. 4. (a) Schematic illustration of dark-field scattering technique and the relation between the line width of scattering spectra and plasmon dephasing time. (b) Line width and dephasing times of Au nanospheres and nanorods. The aspect ratios of nanorods are between two and four, and the width is about 15–20 nm[86]. (c) Contribution of electron-surf scattering and radiation damping to total plasmon damping for Au nanorods with aspect ratios between two and four and the width ranging from 8 to 30 nm[111].
![(a) Schematic of interference time-resolved (ITR) spectroscopy. Pump and probe pulses are at the same frequency. The detector measures the autocorrelation function (ACF) and spectral intensity (I). (b) Measured third-order ACF (solid line) of Au nanorods by ITR-THG spectroscopy. The calculated ACF (solid circles) agrees well with the experimental result with the fitting parameter dephasing time of 6 fs[118]. (c) ITR-PEEM intensity of Au nanocubes after exciting the dipole mode of LSPR. With a dephasing time of 5 fs, the simulated PEEM intensity (red line) is in good agreement with the experimental results (black line)[119]. (d) ITR-PEEM of four LSPRs on the Ag grating. The phase decay is deduced from the delay time and excitation pulse wavelength of 400 nm. The pulse width is 10 fs, so the excitation pulse has waned from 13.34 fs delay time, and the coherent polarization (0 and 6.67 fs delay time) of each dot shifts to its own resonant frequency[125].](/Images/icon/loading.gif)
Fig. 5. (a) Schematic of interference time-resolved (ITR) spectroscopy. Pump and probe pulses are at the same frequency. The detector measures the autocorrelation function (ACF) and spectral intensity (I). (b) Measured third-order ACF (solid line) of Au nanorods by ITR-THG spectroscopy. The calculated ACF (solid circles) agrees well with the experimental result with the fitting parameter dephasing time of 6 fs[118]. (c) ITR-PEEM intensity of Au nanocubes after exciting the dipole mode of LSPR. With a dephasing time of 5 fs, the simulated PEEM intensity (red line) is in good agreement with the experimental results (black line)[119]. (d) ITR-PEEM of four LSPRs on the Ag grating. The phase decay is deduced from the delay time and excitation pulse wavelength of 400 nm. The pulse width is 10 fs, so the excitation pulse has waned from 13.34 fs delay time, and the coherent polarization (0 and 6.67 fs delay time) of each dot shifts to its own resonant frequency[125].

Fig. 6. Schematic illustrations of plasmon-induced hot carriers in (a) noble metals (Au or Ag) including (A) interband transition, (B) intraband electron–electron scattering, (C) phonon-assisted intraband transition, and (D) surface-assisted collision or Landau damping; (b) non-noble plasmonic transition metals such as Fe, Co, or Ni; (c) simple metals such as Na and Al. For clarity, only the interband transition is shown in (b) and (c).
![Occupation ratio of four different mechanisms including direct interband transition, phonon-assisted transition, geometry-assisted transition (that is, surface damping), and resistive loss (that is, intraband electron–electron scattering) of plasmon decay in (a) bulk Au film and (b)–(d) Au NPs with diameters (D) (b) 40 nm, (c) 20 nm, and (d) 10 nm[160].](/Images/icon/loading.gif)
Fig. 7. Occupation ratio of four different mechanisms including direct interband transition, phonon-assisted transition, geometry-assisted transition (that is, surface damping), and resistive loss (that is, intraband electron–electron scattering) of plasmon decay in (a) bulk Au film and (b)–(d) Au NPs with diameters ( ) (b) 40 nm, (c) 20 nm, and (d) 10 nm[160].
![Theoretical electron–hole contribution to the time-dependent electronic energy from plasmon excitation (0 fs) to dephasing (8.2 fs) of Ag561 nanocluster, as well as the corresponding occupation probabilities of hole and electron[170].](/Images/icon/loading.gif)
Fig. 8. Theoretical electron–hole contribution to the time-dependent electronic energy from plasmon excitation (0 fs) to dephasing (8.2 fs) of nanocluster, as well as the corresponding occupation probabilities of hole and electron[170].
![(a) Surface density of hot electrons in a nanosphere generated by LSPR damping under light irradiation. Population distribution of Drude electrons and high-energy electrons[191]. (b) Calculated local electric field enhancements of Au nanosphere, nanorod, and nanostar. Their hot electron generation rate is probed by their photocatalytic degradation rate of rhodamine B (RhB)[199]. (c) Schematic representative of the reduction of 4-ITP induced by transferred electrons from nonradiative damping of Au nanoantenna dimers. Both the hot electron generation rate and degradation rate constant of 4-ITP are proportional to the electric field enhancement that increases as gap size decreases[204].](/Images/icon/loading.gif)
Fig. 9. (a) Surface density of hot electrons in a nanosphere generated by LSPR damping under light irradiation. Population distribution of Drude electrons and high-energy electrons[191]. (b) Calculated local electric field enhancements of Au nanosphere, nanorod, and nanostar. Their hot electron generation rate is probed by their photocatalytic degradation rate of rhodamine B (RhB)[199]. (c) Schematic representative of the reduction of 4-ITP induced by transferred electrons from nonradiative damping of Au nanoantenna dimers. Both the hot electron generation rate and degradation rate constant of 4-ITP are proportional to the electric field enhancement that increases as gap size decreases[204].
![(a) Schematic illustration of increasing generation efficiency of hot electrons by narrowing the conduction band. (b) Calculated internal photoelectron conversion efficiency with the conduction band depth of 5.5 and 0.15 eV, respectively[166]. (c) Schematic illustration of sequential two plasmon excitations. The second plasmon excitation occurs before the completeness of the lattice heating induced by the first plasmon damping. (d) Time-resolved multiphoton photoluminescence (MPPL) intensity excited by IR pulse of Au nanoantenna[43].](/Images/icon/loading.gif)
Fig. 10. (a) Schematic illustration of increasing generation efficiency of hot electrons by narrowing the conduction band. (b) Calculated internal photoelectron conversion efficiency with the conduction band depth of 5.5 and 0.15 eV, respectively[166]. (c) Schematic illustration of sequential two plasmon excitations. The second plasmon excitation occurs before the completeness of the lattice heating induced by the first plasmon damping. (d) Time-resolved multiphoton photoluminescence (MPPL) intensity excited by IR pulse of Au nanoantenna[43].
![(a) Schematic illustration of the electron energy changes upon electron–electron (e-e) and electron–phonon (e-ph) scattering. One e-e scattering event averages its energy while one e-ph scattering event has nearly no effect on electron energy but changes the direction of the electron. (b) Difference of the predicted time-dependent electron distribution from the Fermi distribution at 300 K induced by a pump pulse at 560 nm (2.2 eV)[210]. (c) Theoretical energy-dependent relaxation time (τ) of hot electrons and holes induced by both e-e and e-ph scattering in Au (upper side). Scattering rate (Γ) and corresponding time of one e-e or e-ph scattering event (lower side). The shaded area indicates the anticipation of interband transition[161].](/Images/icon/loading.gif)
Fig. 11. (a) Schematic illustration of the electron energy changes upon electron–electron (e-e ) and electron–phonon (e -ph) scattering. One e-e scattering event averages its energy while one e -ph scattering event has nearly no effect on electron energy but changes the direction of the electron. (b) Difference of the predicted time-dependent electron distribution from the Fermi distribution at 300 K induced by a pump pulse at 560 nm (2.2 eV)[210]. (c) Theoretical energy-dependent relaxation time ( ) of hot electrons and holes induced by both e-e and e -ph scattering in Au (upper side). Scattering rate ( ) and corresponding time of one e-e or e -ph scattering event (lower side). The shaded area indicates the anticipation of interband transition[161].

Fig. 12. Schematic illustration of (a) plasmon-induced indirect electron transfer; (b) plasmon-induced direct electron transfer; (c) pump–probe technique probing the electron transfer.
![(a) FTA spectra by 3500 nm probe wavelength of three nanocrystalline films: N3/TiO2, Au/TiO2 and Au/ZrO2. The blue line shows the response of the apparatus obtained using a silicon plate[223]. (b) Dependence of quantum yield of hot electron generation and hot electron transfer on the Au diameter in Au NP-CdS nanorod system. Their product is in good agreement with the measured electron injection efficiency (circle)[229]. (c) Dependence of electron injection efficiency on CdS thickness in Au/CdS core–shell heterostructures[230]. (d) FTA spectra of pure methylene blue (MB) and Au-MB. The faster recovery in Au-MB indicates a direct electron transfer[231].](/Images/icon/loading.gif)
Fig. 13. (a) FTA spectra by 3500 nm probe wavelength of three nanocrystalline films: , and . The blue line shows the response of the apparatus obtained using a silicon plate[223]. (b) Dependence of quantum yield of hot electron generation and hot electron transfer on the Au diameter in Au NP-CdS nanorod system. Their product is in good agreement with the measured electron injection efficiency (circle)[229]. (c) Dependence of electron injection efficiency on CdS thickness in Au/CdS core–shell heterostructures[230]. (d) FTA spectra of pure methylene blue (MB) and Au-MB. The faster recovery in Au-MB indicates a direct electron transfer[231].
![(a) Charge density induced by DET in Au20-TiO2. The left shows that electron distribution is delocalized at plasmon excitation[232]. (b) Four types of electron excitations contribute to plasmon dephasing of Ag147-Cd33Se33 heterostructure: single-excitation of (A) Ag147 and (B) Cd33Se33; (C) electron transfer from Ag147 to Cd33Se33; (D) electron transfer from Cd33Se33 to Ag147[238]. (c) Quantum yields of electron transfer from Ag NP to TiO2 as a function of Ag NP diameter where Ag NP is totally embedded in TiO2 film, as a sum of quantum yields of PIDET and PIIET. Excitation wavelengths include 400, 500, and 600 nm[216]. (d) Stokes and anti-Stokes shifts when excitation of Ag LSPR at 785 nm in Ag nanocube-methylene blue (MB). The enhancement of the ratio between the anti-Stokes intensity to Stokes intensity in Ag-MB relative to the ratio in toluene at particular shift values is shown[241].](/Images/icon/loading.gif)
Fig. 14. (a) Charge density induced by DET in . The left shows that electron distribution is delocalized at plasmon excitation[232]. (b) Four types of electron excitations contribute to plasmon dephasing of heterostructure: single-excitation of (A) and (B) ; (C) electron transfer from to ; (D) electron transfer from to [238]. (c) Quantum yields of electron transfer from Ag NP to as a function of Ag NP diameter where Ag NP is totally embedded in film, as a sum of quantum yields of PIDET and PIIET. Excitation wavelengths include 400, 500, and 600 nm[216]. (d) Stokes and anti-Stokes shifts when excitation of Ag LSPR at 785 nm in Ag nanocube-methylene blue (MB). The enhancement of the ratio between the anti-Stokes intensity to Stokes intensity in Ag-MB relative to the ratio in toluene at particular shift values is shown[241].
![Promoting hot electron transfer by material design. (a) Schematic of the competition between carrier recombination and separation at the metal/semiconductor interface. (b) The photocatalytic degradation of MB by Au/MesoTiO2 is significantly faster than others[269]. (c) FTA spectra of Au/TiO2 and Au/Al2O3/TiO2 under 550 nm excitation. The longer hot electron lifetime in Au/Al2O3/TiO2 suggests slower charge recombination[270]. (d) Schematic of the role of BaTiO3 interlayer between Au NP and TiO2 on the promotion of electron transfer. Both lowered Schottky barrier height and internal polarization field may contribute to enhanced electron transfer.](/Images/icon/loading.gif)
Fig. 15. Promoting hot electron transfer by material design. (a) Schematic of the competition between carrier recombination and separation at the metal/semiconductor interface. (b) The photocatalytic degradation of MB by is significantly faster than others[269]. (c) FTA spectra of and under 550 nm excitation. The longer hot electron lifetime in suggests slower charge recombination[270]. (d) Schematic of the role of interlayer between Au NP and on the promotion of electron transfer. Both lowered Schottky barrier height and internal polarization field may contribute to enhanced electron transfer.
![(a) Schematic illustration of the effect of external electric field on the hot electron transfer to semiconductors: lowering the Schottky barrier ΦB. (b) Photocurrent induced by plasmon-induced electron transfer from Au nanoprism to TiO2 under dark, non-resonant irradiation (532 nm), and resonance irradiation (640 nm) at different positions. (c) Photocurrent difference between the Au/TiO2 boundary and inner Au under different irradiation wavelengths and reverse biases[275].](/Images/icon/loading.gif)
Fig. 16. (a) Schematic illustration of the effect of external electric field on the hot electron transfer to semiconductors: lowering the Schottky barrier . (b) Photocurrent induced by plasmon-induced electron transfer from Au nanoprism to under dark, non-resonant irradiation (532 nm), and resonance irradiation (640 nm) at different positions. (c) Photocurrent difference between the boundary and inner Au under different irradiation wavelengths and reverse biases[275].
![Schematic illustrations of (a) Au/TiO2/W18O49 structure and (b) photocatalytic mechanism of CO2 reduction to CH4. (c) Photocatalytic rate and selectivity of five photocatalysts under UV-vis-NIR light irradiation[305].](/Images/icon/loading.gif)
Fig. 17. Schematic illustrations of (a) structure and (b) photocatalytic mechanism of reduction to . (c) Photocatalytic rate and selectivity of five photocatalysts under UV-vis-NIR light irradiation[305].
![(a) Schematic illustration of plasmon-induced electron transfer in photovoltaics. (b) Energy levels and electron transfer direction of the MAPbI3/Au/TiO2 structure. (c) IPCE of MAPbI3/Au/TiO2 nanodiodes with different MAPbI3 layers. (d) FTA decays of MAPbI3/Au/TiO2 and Au/TiO2 pumped at 3.0 eV and probed at 1.8 eV[336].](/Images/icon/loading.gif)
Fig. 18. (a) Schematic illustration of plasmon-induced electron transfer in photovoltaics. (b) Energy levels and electron transfer direction of the structure. (c) IPCE of nanodiodes with different layers. (d) FTA decays of and pumped at 3.0 eV and probed at 1.8 eV[336].
![(a) Left: schematic of the Au/SiNHs plasmonic hot electron photodetector and the electric field distribution. Right: time-dependent responses of the optimized devices operating at front-side and back-side illumination[273]. (b) Schematic illustration of Ag NP/β-Ga2O3 (GO) thin film photodetector. The photoresponsivity as a function of wavelength is shown[359].](/Images/icon/loading.gif)
Fig. 19. (a) Left: schematic of the Au/SiNHs plasmonic hot electron photodetector and the electric field distribution. Right: time-dependent responses of the optimized devices operating at front-side and back-side illumination[273]. (b) Schematic illustration of Ag (GO) thin film photodetector. The photoresponsivity as a function of wavelength is shown[359].
![(a) Transient linear dichroism of a metasurface consisting of a lattice of Au symmetric nanocrosses. The first femtosecond pump pulse breaks the fourfold symmetry by generating hot carriers, and then a second femtosecond probe pulse with a time delay of 100 fs shows the dichroism dependent on the polarization of the pump pulse[377]. (b) Ultrafast all-optical control of the polarization of light by Au array/ITO/Au film/silicon substrate. A femtosecond pulse excites plasmonic crystal mode and triggers hot electron injection into ITO, changing its polarization response[378].](/Images/icon/loading.gif)
Fig. 20. (a) Transient linear dichroism of a metasurface consisting of a lattice of Au symmetric nanocrosses. The first femtosecond pump pulse breaks the fourfold symmetry by generating hot carriers, and then a second femtosecond probe pulse with a time delay of 100 fs shows the dichroism dependent on the polarization of the pump pulse[377]. (b) Ultrafast all-optical control of the polarization of light by Au array/ITO/Au film/silicon substrate. A femtosecond pulse excites plasmonic crystal mode and triggers hot electron injection into ITO, changing its polarization response[378].
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Table 1. Dephasing Time of Nanostructured Metallic Plasmons.
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Table 2. Photocatalysis Based on Plasmon-Induced Hot Electron Transfer.
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Table 3. Photovoltaics Based on Plasmon-Induced Hot Electron Transfer.
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Table 4. Photodetectors Based on Plasmon-Induced Hot Electron Transfer.

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