
- Photonics Research
- Vol. 12, Issue 12, 2772 (2024)
Abstract
1. INTRODUCTION
Femtosecond laser direct writing (FsLDW) technology [1–5] is currently used for high-quality micro–nano fabrication by scanning laser pulses with durations from tens to hundreds of femtoseconds [6]. Specifically, energy deposition at a time scale shorter than electron–phonon coupling processes in any materials due to the ultra-short pulse width can suppress the formation of heat-affected zone, which allows laser processing with high precision and resolution [7]. FsLDW can be divided into two categories: subtractive and additive manufacturing. As an established extension of conventional manufacturing techniques, additive manufacturing builds geometry in a voxel-by-voxel fashion [8]. Currently, multi-photon lithography [9–11] including the two photon polymerization (2PP) is the most versatile additive manufacturing technology that has the ability to form true 3D complex multi-element structures with sub-100-nm resolution, which is needed to access a wide field of micro-optics [12,13]. With femtosecond laser ablation (FLA) [3,14–16] or femtosecond laser-assisted dry/wet etching (FLAE) [17,18], femtosecond subtractive processing enables precise and thermal damage-free removal or modification of a variety of materials with a wide range of scientific [19,20], medical [21], and industrial applications [22]. As an alternative approach to the conventional photolithographic patterning, the FLA or FLAE process has attracted considerable attention because it is a non-photolithographic, non-vacuum, on-demand, and cost-effective metal patterning fabrication route that can be applied to various substrates [23,24]. Overall and broadly speaking, FsLDW is a digitized technology, distinguished from physical pattern masks; the term “digital” here indicates that the laser is controlled by digitized parameters and a digital image or computer-aided design (CAD) is utilized for material processing [23]. This technology has been successfully demonstrated in the fabrication of micro-optical devices [25,26], on-chip optical interconnects [27,28], biological architectures [29], etc.
Advanced devices with complex 3D geometries often require both additive and subtractive manufacturing support [30], such as multilayer micro-chips [31], photonic chip packages [32], 3D artificial structures [33], and glass-ceramic micro-optical components [12]. The advanced hybrid manufacturing strategy usually deploying both 2PP and FLA inherits the high-precision advantages of these two technologies. Although micro-/nano-fabrication methods based on both 2PP and FLA are well established, considerable resistance still exists against their cooperation. The major reason lies in the incompatibility of material diversity and laser processing parameters [34]. 2PP technology is inefficient due to the intrinsic low absorption cross section in materials and point-by-point direct-writing strategy [35]. And FLA-based material removal requires using active focusing systems [36] for wide-area manufacturing due to the limited focus size. Besides, hybrid manufacturing strategy in 3D direct laser writing usually requires switching between different equipment and/or adapting the laser processing setup. Therefore, the fabrication time consumption dramatically increases, resulting in existing works remaining at the laboratory research stage [30]. Overcoming the inherent shortcomings of these two techniques will greatly facilitate the cost-effective and multi-scale fabrication of complex integrated devices. On the other hand, adaptive optical technologies have shown great potential in material processing with lasers [37]. In these applications, the introduction of a spatial light modulator (SLM) as an adaptive optics device allows tailoring light features into different fabricating geometries for rapid laser processing. Among various adaptive structured beams, Bessel beams [38] can readily generate non-diffractive micrometer-scaled central lobes along a millimeter-scaled propagation distance outgoing the Rayleigh range of Gaussian beams [39,40].
Based on adaptive Bessel beams, we present in this paper the femtosecond adaptive optics-assisted additive–subtractive hybrid manufacturing as a novel fabrication strategy by merging direct laser writing techniques of 2PP and FLA. Spoof surface plasmon polariton (SPP) waveguide devices [41,42] with sub-wavelength confinement and strong field enhancement characteristics are fabricated as a validation of this manufacturing strategy. In the additive manufacturing stage, we use femtosecond 2PP to construct the waveguide frames in the device. Non-diffracting Bessel beams were adapted using a single phase-only SLM to realize parallel direct writing. With the aid of the adaptive optics, the overall exposure time of the structure is limited within 50 min. After fabricating the waveguides, gold films are deposited on the waveguide frame. Besides the application in the additive 2PP stage, Bessel beams are also deployed in the subtractive fabrication of the SPP excitation structure. In this stage, the FLA technique was used in carving the gold film into an SPP wave-excitation array. In comparison with the excitation array etched by the more expensive and complex focused ion beam technique, the device fabricated with the hybrid laser technique shows rival performance in terms of the excitation qualities. Besides, the fabricating efficiency is significantly enhanced by more than 16 folds with parallel material processing via adaptable Bessel beams. In addition, this strategy also shows great potential of FsLDW in wide-area manufacturing of integrated THz-wave devices. Unlike the conventional mask lithography, this strategy only takes 10 steps (including substrate pretreatment; see Appendix A Tables 1 and 2 for details) to fabricate SPP waveguide devices. To the best of our knowledge, this is the first-time that adaptive optics has been used to fabricate the SPPs devices by FsLDW.
Process Flow of Fabricating SPP Waveguide by Mask Lithography (Excluding Mask Manufacturing)
Step | Stage | Process Name | Operation Details |
---|---|---|---|
1 | Coupling region and straight waveguide | Cleaning | Acetone and isopropanol, ultrasonic for 10 min |
2 | Tackifier | Hexamethyldisilazane (HMDS) | |
3 | Spin-coating | AZ4620, 2500 r/min, 50 s | |
4 | Prebake | 110°C, 5 min | |
5 | Exposure | Mask aligner: MA6 (11.5 s) | |
6 | Development | 4 min | |
7 | Chemical etching | Target depth: 70 μm | |
8 | Wet degumming | Acetone and isopropanol, ultrasonic for 20 min | |
9 | Cleaning | Plasma 10 min | |
10 | Metal film deposition | Magnetron sputtering, 200 nm (Au) | |
11 | Excitation region | Cleaning | Acetone and isopropanol, ultrasonic for 3 min |
12 | Spin-coating | AZ4620, 1500 r/min, 50 s | |
13 | Prebake | 110°C, 5 min | |
14 | Exposure | Mask aligner: MA6 (11.5 s) | |
15 | Development | 4 min | |
16 | Chemical etching | Au etchant and Cr etchant | |
17 | Wet degumming | Acetone and isopropanol, ultrasonic for 20 min | |
18 | Packaging |
Process Flow of Fabricating SPP Waveguide by Adaptive Optics-Assisted Hybrid Manufacturing Strategy
Step | Stage | Process Name | Operation Details |
---|---|---|---|
1 | Additive manufacturing | Cleaning | Acetone and isopropanol, ultrasonic for 10 min |
2 | Tackifier | Hexamethyldisilazane (HDMS) | |
3 | Spin-coating | SU-8 2035, 1400 r/min (30 s) | |
4 | Prebake | 65°C, 90 min | |
5 | Exposure | Femtosecond laser single-pulse energy: 1.6 nJ | |
6 | Development | 10 min | |
7 | Cleaning | Acetone and isopropanol, ultrasonic for 3 min | |
8 | Metal film deposition | Magnetron sputtering, 200 nm (Au) | |
9 | Subtractive manufacturing | Ablation | Femtosecond laser single-pulse energy: 0.6 μJ |
10 | Packaging |
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2. MANUFACTURING PROCESS
A. Design of Hybrid Manufacturing
The experimental setup of femtosecond adaptive optics-assisted additive–subtractive hybrid manufacturing is shown in Fig. 1(a). The laser source is a homemade femtosecond laser system, enabling 90-fs transform-limited laser pulses output at a 1-MHz repetition rate. A BBO crystal is inserted to generate the second harmonic (SH) wave centered at 525 nm for the 2PP fabricating process (not shown). After transmission through a beam expander (BE), the SH wave illuminates the phase-only SLM (Holoeye PLUTO,
Figure 1.(a) Schematic of the SLM-assisted 2PP system and process flow of composite advanced manufacturing strategy. HWP, half-wave plate; BE, beam expander; SLM, spatial light modulator; Iris, iris diaphragm; ND filter, neutral density filter; BS, beam splitter; Shutter, mechanical shutter; MO, microscope objective; Camera, CCD camera. The monitor is synchronized with the liquid crystal surface of the SLM and used to display the phase mask loaded on the SLM in real time; inset on the monitor presents the phase pattern to generate the Bessel beams; the corresponding 2D light fields at the focus area in the silicon surface are presented in (b). (b) Relative position between Bessel beams and the photoresist; the yellow dashed box identifies the area where laser direct writing occurs. (c) The hologram that is projected onto the SLM is composed of the axicon phase and blazed grating. (d) Iris filters out diffraction orders other than the
To demonstrate the outstanding advantages of the novel strategy in parallel and wide-area manufacturing, terahertz (THz) functional devices with millimeter scales are fabricated and tested. THz photonics is a powerful and efficient tool for bio-sensing [44], nondestructive imaging [45], and next-generation communications [46]. In particular, SPPs are electromagnetic waves propagating along metal–dielectric interfaces, providing a promising way to enable terahertz device integration. Since most metals behave as perfect electrical conductors at terahertz frequency domains, the bound modes of terahertz surface waves are not supported on their surface. Researchers have proposed a corrugated metal structure to support the high confinement and propagation of SPPs at the terahertz frequency [47]. To distinguish them from optical SPPs, we call them spoof SPPs.
The geometrical features of the metal structure have a significant influence on the dispersion relation of the SPPs mode. The SPP waveguide devices in this paper are constructed by an array of periodic metal-filmed pillars similar to dominoes. The excitation region, coupling region, and straight waveguide region constitute the entire waveguide device. The pre-designed geometric features of the waveguide device are shown in Figs. 2(a) and 2(b). Coupling of free-space terahertz radiation to excite the SPPs was achieved by the periodic hole array in the excitation region, where the dimension of a single hole was
Figure 2.Design and matching manufacturing process of SPP waveguide devices. (a) and (b) Detailed geometric characteristics of SPP waveguide devices. (c) Manufacturing process flow of spoof SPP waveguide; the whole process is divided into two parts: additive manufacturing and subtractive manufacturing, with 2PP and FLA as the core technologies, respectively.
To accommodate the geometrical features of the SPP waveguide devices, non-diffractive Bessel beams generated by adaptive optics are adopted in the execution of the fast hybrid fabricating process. Bessel beams form a class of solutions to the Helmholtz equations that are propagation-invariant. Methods for generating non-diffractive Bessel beams rely on the conical intersection of wave-fronts generated by either a conical phase modulation and subsequent refraction or diffraction [39]. The phase synchronization and interference of the conical waves produce a highly localized central core (i.e., the main lobe) at an elongated distance far beyond the Rayleigh range of tightly focused Gaussian beams with similar transversal size, creating the so-called non-diffractive appearance. The non-diffracting behavior is a core advantage of the hybrid manufacturing strategy, avoiding non-critical sample positioning and thus allowing for fast parallel patterning over large non-flat surfaces [48].
The process flow diagram of SPP waveguide devices based on the hybrid additive and subtractive manufacturing is shown in Fig. 2(c). In the additive manufacturing stage, we complete the fabrication of the prototype SPP waveguide using the 2PP technique. By employing adaptive optics technology, Bessel beams with a controllable main lobe size are manipulated to achieve parallel exposure. After the magnetron sputtering deposition of the metal film, subtractive manufacturing is employed to fabricate the excitation region of the SPP wave by the scanning ablation with the Bessel beams. Finally, the functionality of the device containing the excitation region and waveguide structure is demonstrated in the terahertz near-field optical scanning test.
B. Additive Manufacturing of Femtosecond 2PP
As the conventional 2PP method requires the layer-by-layer accumulation of tightly focused voxels with dimensions close to the Abbe limits, it usually takes hours or even days in our setup to fabricate millimeter-scaled devices even with simple microstructures as high as tens of micrometers. In fact, needle-like voxels can significantly accelerate the fabricating process by sparing the layer-by-layer scanning. Bessel beams are usually used to induce the needle-like voxels in 2PP as long as tens or hundreds of micrometers. And these beams can be easily generated with the help of the SLM by applying the phase below on the input plane wave as in Ref. [49]:
Figure 3 presents the intensity profiles of Bessel beams in direct space after the MO of the telescope shown in Fig. 1(a). Numerical results based on the angular spectral diffraction of the Bessel beam generated from the ideal Gaussian beam are presented in Fig. 3(a). Due to the presence of higher-order interference levels, the main lobe is surrounded by a series of concentric rings. Depending on the convergence angle and the lateral dimensions of the incident beams, the main lobe can propagate over significant distances of about 660 μm. Figure 3(b) shows the simulated transverse intensity profile at the position of maximum main lobe intensity [white dashed line in Fig. 3(a)] with full width at half maximum (FWHM) of
Figure 3.Simulation and experimental results of Bessel beams: (a) and (c) longitudinal intensity profiles along propagation; the solid white line represents the intensity of the bright main lobe, and the inset shows the Fourier spectrum profiles of the Bessel beams. (b) and (d) Intensity profiles in the transverse plane with the maximum intensity [white dashed line in (a) and (c)]. (e) and (f) SEM images of the crisscrossed microstructures directly written by the femtosecond Bessel beams with a feature size of
In the additive manufacturing stage of SPP waveguides, the negative photoresist (MicroChem SU–8 2035) is uniformly spin-coated on the 2-inch wafer at 1400 r/min. Soft baking was performed on a hot plate for 90 min at 65°C. The thickness of the photoresist after soft-baking just reaches the design height
After the 2PP process, a gold film with a thickness of 200 nm was deposited on the surface of the wafer by magnetron sputtering, including the sidewalls of the pillar array. The SEM images of waveguide topography obtained with an scanning electron microscope (SEM, TESCAN MIRA LMS) are shown in Fig. 4(a). The SEM results show that the waveguide micro-pillars meet the design specifications and have satisfying surface smoothness. Good morphology consistency is also maintained between different pillars in the straight waveguide region, indicating that additive manufacturing has good process stability. The height and upper surface profile information of a single waveguide structure obtained by using a step meter (Bruker DEKTAK XT) along the white dotted line path in Fig. 4(a) are shown in Fig. 4(b). The average height of the waveguide is 69.6 μm, only 0.4 μm lower than the design height (
Figure 4.Basic structure forming of SPP waveguide devices. (a) SEM photos of the waveguide structure from top view and 45° view. (b) Surface profile curve scanned along the dotted arrow in the inset of (a); the slowly rising or falling edge of the curve is not the shape of the structure itself, which is caused by the slow rising (falling) of the probe during displacement.
C. Subtractive Manufacturing of FLA
The usual technological approaches for metal patterning rely on various tools, among which are focused ion beam (FIB), photolithography, reactive ion etching, etc. [51] These fabrication methods are mature and highly performant. However, a series of procedures and extreme environmental assistance (e.g., vacuum or inert gas) are required and need to be optimized for each material used, which inevitably increases the overall costs and complexity of the whole process. In contrast, FLA offers attractive advantages as an alternative and complementary solution in terms of a mask-less and single-step process without the demand for a vacuum environment or chemicals. In addition, FLA can also yield individual geometrical features even below the laser wavelength due to the nonlinear optical processes involved.
Several properties of Bessel beams facilitate wide-area ablation processing of the material. Specifically, the intensity of the main lobe can be highly localized along a propagating distance several orders of magnitude beyond the Rayleigh range. This feature provides the possibility of surface processing on non-flat materials and eliminates the spatial constraints of sample positioning toward the laser focus [52]. In addition, the self-healing property of the Bessel beams effectively prevents the beams from being perturbed by obstacles or particles in their path.
Adaptive optics-assisted FLA completes millimeter-scale excitation region fabrication of SPP waveguide devices during the subtractive manufacturing stage of the hybrid manufacturing strategy. In this stage, the generated Bessel beams with a feature size of about 3 μm periodically ablate the metal region close to the waveguide region, making the ablated region transparent to terahertz waves and exciting SPPs. Considering the principles of material ablation, FLA requires a higher single pulse energy than the 2PP process in the additive manufacturing stage to reach the ablation threshold required for 200 nm gold film, in addition to ensuring that the Bessel beams can ablate steadily on the millimeter scale without being affected by the undulations of the sample. In our experiments, the minimum single pulse energy required to perform FLA is 0.6 μJ. According to the experimental results in Fig. 3(d), the main lobe of the Bessel beams only contains about 29% total energy, corresponding to
Figure 5 shows the optical microscope and SEM images of the entire waveguide structure after FLA. The overall fabrication time of the excitation region is about 30 min at an ablation rate of 200 μm/s. The current laser fluence configuration also reaches the melting threshold (
Figure 5.Optical microscope and SEM photos of waveguide structure and excitation region. (a) Optical microscope photo of the entire device. (b)–(d) SEM photos from top and 45° views. Inset shows the zoomed-in region in the frame of (d).
3. PERFORMANCE TEST OF SPOOF SPP WAVEGUIDE DEVICES
To verify the functionality of the on-chip SPP waveguide devices, the samples were characterized using a fiber scanning near-field terahertz microscopy (SNTM) system. The experimental setup of the SNTM system is shown in Fig. 10 (Appendix C). During the test, the THz wave (generated by a photoconductive antenna) was focused on the excitation region fabricated by the FLA, and its polarization direction was parallel to the waveguide direction. The terahertz near-field probe with a spatial resolution of 8 μm was located 70 μm above the waveguide and scanned the signals point by point with a step of 100 μm along the
The collected near-field distribution of the waveguide surface is shown in Fig. 6. The normalized power (
Figure 6.THz near-field scanning results of on-chip SPP waveguide devices. (a) Optical micrograph of THz near-field probe. (b) Near-field intensity distribution of the waveguide devices. (c) Spectral distribution of excitation region and straight waveguide region. (d) Attenuation curve of SPPs wave signal intensity from excitation region to straight waveguide region. (e) Time-domain signal of SPPs wave at the beginning (
In the SEM photos in Fig. 5, the laser-induced disordered microstructures on the substrate surface are shown in the ablated pattern of the excitation region. To further evaluate the influence of the above laser-induced microstructures on the SPPs device performance, FIB [56] is used to refabricate the excitation region of another SPP device with the same feature parameters. In fabricating this device, the parameters in the additive manufacturing stage and the magnetron sputtering process are maintained. As shown in SEM photos of Fig. 7(a), each sub-wavelength hole in the excitation region of this device presents a clear and sharp boundary with a much smoother etched area compared with those ablated by the laser in Fig. 5(d). Note that it takes more than 8 h to etch the whole excitation region with FIB, while the FLA processing takes only
Figure 7.Functional tests of the spoof SPPs waveguide devices with the excitation region fabricated by FIB: (a) SEM images of the excitation array, (b) SPP spectra (0.5–0.7 THz) in the excitation regions fabricated by Bessel beams FLA (red marks and lines) and FIB (blue marks and lines), (c) SPP wave transmissions along the waveguides, and (d) near-field intensity profile of the device with the excitation region fabricated by FIB.
Irradiated by the same THz source with identical power and polarization state, we perform the functional test of the device in the SNTM system (the distance between the probe and the upper surface of the waveguide is still accurately controlled at 70 μm). Figures 7(b)–7(d) compare the performance of the SPP devices with excitation arrays fabricated by the FIB and the femtosecond Bessel beams. Both devices present spectral peaks in the excitation region close to the predesigned 0.6 THz as shown in Fig. 7(b) except a tiny shift to 0.62 Hz for the device with an FIB-etched excitation region. This probably comes from a slight deviation from the predefined positioning of hole arrays in FIB processing. As for the device with a laser-ablated excitation region, measured spectra show a bit enhancement in higher frequency range (0.64–0.7 THz). We attribute this to the potential broadband anti-reflective effects in the ablation-related microstructures as shown in Fig. 5(d). As shown in Fig. 7(d) and in Fig. 6(b), the normalized mode distributions [
4. CONCLUSION
In summary, a convenient, eco-friendly, and cost-effective 3D manufacturing method is developed by integrating additive manufacturing (2PP) and subtractive manufacturing (FLA) into a single framework using FsLDW. Moreover, adaptive optics technology with SLM as the core device provides a variety of increased capabilities for laser processing. By generating non-diffractive Bessel beams capable of overcoming Rayleigh range limitations, this strategy significantly compensates the inherent inefficiencies of traditional 2PP 3D forming technologies and effectively avoids non-critical sample positioning, thus allowing fast patterning over large non-flat surfaces without the aid of any focusing feedback device. As a validation of the hybrid manufacturing strategy, SPP waveguide devices with millimeter dimensions are successfully fabricated. Additive manufacturing with 2PP as the implementation solution simultaneously completes the parallel direct writing of the coupling region and waveguide with a device height of 70 μm in less than 50 min. The patterning of the metal films in the excitation region of the device is accomplished using a non-vacuum and chemical-free FLA technique (subtractive manufacturing) with a fabricating time
Acknowledgment
Acknowledgment. The authors acknowledge Professor François Courvoisier for the helpful discussions and suggestions on polishing the manuscript. Particular acknowledgements should be given to Professors Lin Zhang, Chao Jin, and Bowen Liu for the assistance in FIB etching, metal coating, and FLA. Also, we thank the Shiyanjia Lab for supporting the SEM tests in this study [58].
APPENDIX A: PROCESS FLOW COMPARISON BETWEEN HYBRID MANUFACTURING STRATEGY AND MASK LITHOGRAPHY (FOR SPP WAVEGUIDE DEVICES)
The details of the fabrication process of the SPP waveguide based on mask lithography (technical solutions provided by commercial companies) and adaptive optics-assisted hybrid manufacturing strategy are shown in Tables
APPENDIX B: NUMERICAL RESULTS OF THE WAVEGUIDE STRUCTURE
The numerical results of the waveguide structure are calculated using the finite-difference time-domain method. In the numerical modeling, one-unit pillar of the straight waveguide was considered and the bottom of the waveguide and pillars were assumed as the perfect electrical conductors. The model uses periodic boundary conditions along the
Figure 8.Dispersion relation curves of the SPPs mode of metal pillars.
Figure 9.Numerical simulations of SPPs waveguide devices. (a) Near-field intensity profile of SPPs at 0.6 THz. (b) Normalized electric component (
APPENDIX C: SCANNING NEAR-FIELD TERAHERTZ MICROSCOPY SYSTEM
The experimental setup of the scanning near-field terahertz microscopy (SNTM) system is shown in Fig.
In this experiment, the polarization direction of THz waves is parallel to the direction of the straight waveguide (
Figure 10.Schematic of the scanning near-field terahertz microscopy system.
Figure 11.Terahertz waves focused on the excitation region. (a) Intensity profile. (b) Phase profile. (c) Time-domain signal at the position of maximum intensity in (a).

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